President Donald Trump has elevated Republican Commissioner Mark Uyeda to take over the SEC from a now-departed Gary Gensler.

On January 13, 2025, the U.S. Securities and Exchange Commission (the “SEC”) announced settled charges against twelve firms for recordkeeping ...

Regulatory authorities continue to advance initiatives to improve the efficiency and sophistication of global securities ...

Two Wall Street titans are shelling out a combined $60 million to the U.S. Securities and Exchange Commission for allegedly ...

BlackRock CEP Larry Fink advocates for tokenization of bonds and stocks, citing efficiency, transparency, accountability and ...

U.S. Bancorp, a prominent financial institution, has disclosed in an 8-K filing with the Securities and Exchange Commission the appointment of Gunjan Kedia as the President and Chief Executive Officer ...

Coinbase has petitioned the U.S. Second Circuit Court of Appeals to have secondary crypto transactions deemed not securities.

The ETFs aim to track 200% of their reference assets' daily performance through swaps, call options, and direct investments.

Cleary Gottlieb’s Adam Fleisher explains why the securities law framework needs simplification with a new approach to company ...

In a Tuesday filing, lawyers for Coinbase argued that their case offered “the single best opportunity” to decide how to ...

Task force aims to create clear crypto regulatory framework Trump administration seeks to reverse previous SEC crypto crackdown Industry leaders welcome move towards regulatory clarity Jan 21 ...

The Securities and Exchange Commission (the “SEC”) recently adopted Rule 13f-2 and Form SHO under the Securities Exchange Act ...