There are various safe harbours from the Jersey prospectus regime, with a light regulatory approach applying in most cases. Debt securities issuers are, generally, not in scope for the purposes of the ...

On 2/15/24, FinCEN published a Notice of Proposed Rulemaking (NPRM) that would require certain investment advisers to apply AML/CFT requirements pursuant to the Bank Secrecy Act, including ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

The Nigerian Securities and Exchange Commission (SEC) has moved toward strengthening the fight against financial crime in the digital asset market. The commission has developed a new AML/CFT/CPF ...